Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Zimmerman is a financial advisor with over 30 years of experience in the financial services industry. Richard is currently registered with Calamos Financial Services LLC and holds Series 6, 26, and 63 licenses. He has previously been registered with Liberty Funds Distributor, Inc., Liberty Securities Corporation, and Kemper Financial Services, Inc. Richard is registered in 52 states and the District of Columbia, and is an active member of the broker-dealer community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/20/2000 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
MA
01/01/1998 - 12/31/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
07/01/1993 - 01/01/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
11/04/1992 - 08/07/1993
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 12/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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