Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wheeler is a financial advisor with Cetera Investment Advisers LLC. Richard has been in the financial services industry since August 1999 and holds a Series 7, Series 24, Series 63, Series 65, and Series 66 license. Richard also holds a Series 7TO and SIE license. Richard has extensive experience in financial planning, portfolio management for individuals and businesses, and pension consulting. In addition to his role at Cetera Investment Advisers LLC, Richard also serves as a Board Member for Plumbline Ministries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
06/29/2023 - Present
Cetera Investment Advisers LLC (TULSA OK)
CA
08/18/1999 - 01/19/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 01/20/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 11/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Wheeler is the right advisor for you? Invested Better is here to help.
