Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dean Pascuzzi is an investment advisor representative at Prospera Financial Services, Inc. Richard has been in the financial services industry since 1980. Richard has been registered with Prospera Financial Services, Inc. since June 27, 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
06/27/2003 - Present
Prospera Financial Services, Inc. (DALLAS TX)
NY
04/30/1984 - 11/06/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
03/30/1981 - 05/14/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/08/1980 - 01/31/1981
WESTAMERICA FINANCIAL CORPORATION
IA
Issued 04/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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