Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jeffries is a financial professional with over 28 years of experience in the industry. Richard has a Series 6 and Series 63 license and has worked for Mutual Of Omaha Investor Services, Inc. since 2015. Prior to that, Richard worked for several other financial institutions including OneAmerica Securities, Inc., Foresters Equity Services, Inc., First Heartland Capital, Inc., and PFS Investments Inc. Richard has an active BC scope and is currently registered in Indiana, Kentucky, Michigan, and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
1
2
IN
01/15/2015 - Present
Mutual OF Omaha Investor Services, Inc. (INDIANAPOLIS IN)
IN
04/01/2014 - 10/31/2014
ONEAMERICA SECURITIES, INC. (CARMEL IN)
CA
09/08/2009 - 04/01/2014
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
IN
06/13/2003 - 08/25/2009
FIRST HEARTLAND CAPITAL, INC. (COLUMBUS IN)
NE
10/19/1995 - 07/03/2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
GA
05/17/1994 - 10/05/1995
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 05/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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