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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Godfrey is a financial advisor in Windermere, Florida. Richard has been working in the financial industry since 1996 and has been registered with the Securities and Exchange Commission (SEC) since 1996. Richard has a Series 6, 63, 26 and 65 license. Richard currently works for Cambridge Investment Research Advisors, Inc., which is a large, national firm with offices in multiple states. Richard previously worked for AMERITAS INVESTMENT CORP., CCF INVESTMENTS, INC. and PFS INVESTMENTS INC. Richard works with a variety of clients, including high net worth individuals, pension and profit-sharing plans, and charitable organizations. Richard offers a variety of financial services including financial planning, portfolio management, educational seminars, and market timing services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
08/23/2022 - Present
Cambridge Investment Research Advisors, Inc. (Bradenton FL)
FL
06/15/2017 - 10/02/2017
AMERITAS INVESTMENT CORP. (Sarasota FL)
FL
01/20/2009 - 06/23/2017
CCF INVESTMENTS, INC. (SARASOTA FL)
GA
06/03/1996 - 01/21/2009
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 05/27/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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