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Richard Dean Fritz

Multi-Bank Securities, Inc.

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About Richard Dean Fritz

Richard Dean Fritz is a financial professional with over 27 years of experience in the financial services industry. Richard has a strong background in the investment industry, having worked with firms such as Park Avenue Securities LLC, Royal Alliance Associates, Inc., and Prudential Annuities Distributors, Inc. Richard is currently registered with Multi-Bank Securities, Inc. in Columbus, OH. He has a comprehensive understanding of the financial markets, and he is committed to providing his clients with personalized advice and guidance to help them reach their financial goals.

Firm Information

Richard Fritz is currently registered with Multi-Bank Securities, Inc.. Multi-Bank Securities, Inc. is a corporation formed in 1987 and is registered to provide services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Fritz’s Registration & Firm History

OH

11/30/2022 - Present

Multi-Bank Securities, Inc. (COLUMBUS OH)

OH

09/03/2021 - 11/21/2022

PARK AVENUE SECURITIES LLC (COLUMBUS OH)

OH

02/12/2021 - 08/16/2021

ROYAL ALLIANCE ASSOCIATES, INC. (CINCINNATI OH)

CT

10/23/2008 - 07/16/2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

OH

12/11/2004 - 10/17/2008

METLIFE INVESTORS DISTRIBUTION COMPANY (GALENA OH)

CA

10/06/2004 - 12/11/2004

METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)

CT

04/09/2002 - 10/25/2004

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

CT

05/13/1999 - 04/02/2002

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MN

06/02/1994 - 12/31/1998

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BOTH

Issued 03/01/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/07/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/1997

Series 7 - General Securities Representative Examination

BC

Issued 06/01/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Dean Fritz.
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