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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dean Dickson is an active advisor, registered with LPL Financial LLC since April 2009. Richard Dean Dickson is also registered as an Investment Advisor Representative in New York and Texas. Richard Dean Dickson has been active in the securities industry since March 2005. Prior to joining LPL Financial LLC, Richard Dean Dickson was registered with Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. Richard Dean Dickson holds the Series 31, Series 7, and Series 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
04/03/2009 - Present
LPL Financial LLC (HOUSTON TX)
NY
02/21/2006 - 04/21/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
03/07/2005 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 03/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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