Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dean Croll is a financial advisor with over 20 years of experience in the financial services industry. Richard has held positions at various firms, including Ameriprise Financial Services, Inc., IDS Life Insurance Company, and Equitrust Marketing Services, LLC. Currently, Richard is a registered representative with LPL Financial LLC in New Strawn, Kansas. Richard holds Series 6, 7, 63, and 66 licenses and is registered in Kansas, Missouri, Texas, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
03/08/2016 - Present
LPL Financial LLC (NEW STRAWN KS)
KS
09/22/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (NEW STRAWN KS)
KS
07/30/2003 - 09/29/2008
AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MN
07/30/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
04/22/1998 - 06/01/2001
EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)
BOTH
Issued 08/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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