Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dean Barca is a financial advisor currently registered with Cetera Investment Advisers LLC. Richard has been in the financial services industry since December 2, 1985. Richard has 10 active state registrations, including California, Georgia, Maryland, Nevada, New York, Oklahoma, Tennessee, Texas, and Washington. Richard is also a registered investment advisor (IA) in California and Texas. In addition to Cetera Investment Advisers LLC, Richard was previously affiliated with Columbine Securities, Inc. Richard is a Series 6, 7, 22, and 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (LOS ANGELES CA)
NA
12/03/1985 - 03/18/1987
COLUMBINE SECURITIES, INC.
BC
Issued 2/6/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 1/31/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/2/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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