Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Banziger is an investment advisor representative with Kestra Advisory Services, LLC. Richard has been in the financial industry since 1985 and has held previous positions with Financial Telesis Inc., Investors Security Company, Inc., Aetna Investment Services, LLC, Aetna Life Insurance and Annuity Company, Hill Murrin Securities, Inc., The Equitable Life Assurance Society of the United States, and FS Securities, Inc. Richard is licensed in Arizona, California, Connecticut, District of Columbia, Illinois, Iowa, Maryland, Massachusetts, Nevada, North Carolina, Ohio, Pennsylvania, Puerto Rico, South Carolina, and Virginia. Richard specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/07/2017 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
VA
02/27/2012 - 09/10/2014
FINANCIAL TELESIS INC (FALLS CHURCH VA)
VA
08/28/1992 - 02/27/2012
INVESTORS SECURITY COMPANY, INC. (FALLS CHURCH VA)
CT
10/15/1993 - 07/27/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
CT
04/04/1991 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
VA
11/10/1987 - 08/20/1992
HILL MURRIN SECURITIES, INC. (VIENNA VA)
NY
03/29/1985 - 08/08/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
08/28/1985 - 06/11/1987
FS SECURITIES, INC.
IA
Issued 02/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/28/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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