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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wohlwend is an active financial advisor who has been in the industry since 1989. Richard works with Osaic Wealth, Inc., a firm with over 43,000 clients and $94.55 billion in regulatory assets under management. Richard has extensive experience providing financial planning, portfolio management for individuals and businesses, and pension consulting. He holds several licenses and certifications, including Series 6, 7, 63, and 65. Richard has experience working with a range of client types, including high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. He is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/24/2025 - Present
Osaic Wealth, Inc. (LAKEVILLE MN)
CA
05/20/1992 - 02/21/1996
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
OH
09/05/1989 - 05/20/1992
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
IA
Issued 10/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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