Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard David Shallow is a financial advisor with Fidelity Brokerage Services LLC. Richard is registered in 16 states and has been in the industry since September 3, 2020. Richard holds Series 7, Series 63, Series 9, Series 10, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/04/2020 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 09/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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