Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Scott is a financial advisor with over 40 years of experience in the industry. Richard has held licenses with various firms, including Janney Montgomery Scott Inc., Hornor, Townsend & Kent, Inc., Lincoln Financial Securities Corporation, and OSAIC FA, Inc. Richard currently works with LPL Financial LLC as a Registered Representative. Richard is registered with the following states: Delaware, Florida, New Jersey, Pennsylvania, South Carolina, Tennessee, Virginia and Washington. Richard is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/14/2024 - Present
LPL Financial LLC (KING OF PRUSSIA PA)
PA
06/04/2019 - 08/16/2024
OSAIC FA, INC. (BERWYN PA)
PA
01/30/1996 - 06/06/2019
LINCOLN FINANCIAL SECURITIES CORPORATION (WAYNE PA)
PA
06/30/1988 - 02/09/1996
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NA
07/21/1983 - 07/05/1988
JANNEY MONTGOMERY SCOTT INC.
BC
Issued 07/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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