Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard David Powell is a financial professional with over 2 years of experience in the financial services industry. Richard is currently registered with Jefferies LLC. Prior to this, Richard was associated with J.P. MORGAN SECURITIES LLC and J.P. MORGAN CLEARING CORP. Richard holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2018 - Present
Jefferies LLC (NEW YORK NY)
NY
10/01/2016 - 07/20/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/09/2016 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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