Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Martin is a financial advisor with over 5 years of experience in the industry. Richard has held licenses with multiple firms including American Funds Distributors, Inc., USAA Financial Advisors, Inc., and Edward Jones. Richard has a Series 3, 7, 30, 34, and 66 licenses. Currently, Richard is registered with Sigma Planning Corporation. Richard is a licensed investment advisor in Kentucky and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MN
05/09/2023 - Present
SPC (Fridley MN)
TX
11/06/2020 - 12/05/2022
AMERICAN FUNDS DISTRIBUTORS, INC. (SAN ANTONIO TX)
CO
07/30/2019 - 03/05/2020
USAA FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)
FL
01/05/2018 - 03/08/2019
EDWARD JONES (SARASOTA FL)
BOTH
Issued 03/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 10/14/2019
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 08/17/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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