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Richard David Marshall

Capitol Securities Management, Inc.

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About Richard David Marshall

Richard Marshall has been in the financial industry since June 1995. Richard is currently registered with Capitol Securities Management, Inc. in Meriden, CT. Richard has experience with various financial products and services. In addition to holding the Series 6, 7, and SIE licenses, Richard is also registered with the state of Connecticut and 12 other states. Richard has prior experience with WOOD (ARTHUR W.) COMPANY, INC., DETWILER FENTON & CO., JMC FINANCIAL CORPORATION, and JANNEY MONTGOMERY SCOTT LLC.

Firm Information

Richard Marshall is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Marshall’s Registration & Firm History

CT

10/24/2023 - Present

Capitol Securities Management, Inc. (Meriden CT)

CT

01/03/2011 - 10/31/2023

WOOD (ARTHUR W.) COMPANY, INC. (MERIDEN CT)

CT

02/25/2005 - 01/03/2011

DETWILER FENTON & CO. (MERIDEN CT)

MA

09/10/2009 - 12/31/2010

JMC FINANCIAL CORPORATION (BOSTON MA)

PA

10/25/1995 - 03/09/2005

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

MN

06/14/1995 - 11/21/1995

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/12/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1996

Series 7 - General Securities Representative Examination

BC

Issued 06/13/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard David Marshall. Review regulatory record here.
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