Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard David Hillman is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard has been in the securities industry since 1982. Richard's previous experience includes working with KIDDER, PEABODY & CO. INCORPORATED and WILLIAM M. CADDEN & CO., INC.. Richard is registered with the Securities and Exchange Commission and holds Series 7 and Series 63 licenses. Richard is also a registered investment advisor representative in New York and Texas. Richard specializes in providing investment advisory services to individuals, businesses, and charitable organizations. Richard also provides portfolio management services for pension plans. Richard is a highly experienced financial professional with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/22/1993 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLIAMSVILLE NY)
NA
05/03/1985 - 03/23/1987
KIDDER, PEABODY & CO. INCORPORATED
NA
01/30/1984 - 04/26/1985
WILLIAM M. CADDEN & CO., INC.
NA
06/28/1982 - 01/27/1984
FIRST JERSEY SECURITIES, INC.
BC
Issued 8/7/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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