Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gawlik is an experienced financial professional with over 17 years in the industry. Richard is currently registered with LPL Financial LLC in SPARROWS POINT, Maryland. Prior to this, Richard was with M&T Securities, INC. in SPARROWS POINT, Maryland, MetLife Securities Inc. in BALTIMORE, Maryland, and Metropolitan Life Insurance Company in BALTIMORE, Maryland. Richard holds the Series 6, Series 63, and SIE licenses. Richard has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
06/09/2021 - Present
LPL Financial LLC (SPARROWS POINT MD)
MD
03/01/2007 - 06/09/2021
M&T SECURITIES, INC. (SPARROWS POINT MD)
MD
07/12/2005 - 12/14/2006
METLIFE SECURITIES INC. (BALTIMORE MD)
MD
07/12/2005 - 12/14/2006
METROPOLITAN LIFE INSURANCE COMPANY (BALTIMORE MD)
GA
10/12/2004 - 07/13/2005
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 11/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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