Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gale is a financial advisor with over 40 years of experience in the financial services industry. Richard has a strong background in both investment advisory and brokerage services. Currently, Richard is an investment advisor representative with Kovack Advisors, Inc. in Fort Lauderdale, Florida and Bellingham, Washington. Prior to joining Kovack Advisors, Inc., Richard was with Securities America, Inc. and KMS Financial Services, Inc. Richard specializes in providing financial planning, portfolio management, and selection of other advisors. He is also licensed to sell insurance and annuities. Richard is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/19/2024 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
WA
11/06/2020 - 04/26/2024
SECURITIES AMERICA, INC. (BELLINGHAM WA)
WA
02/01/2002 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (BELLINGHAM WA)
NY
12/12/2000 - 02/08/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
06/14/1983 - 12/15/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/14/1983 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 09/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Richard Gale is the right advisor for you? Invested Better is here to help.
