Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fergesen is a financial advisor with over 25 years of experience in the industry. Richard is a registered representative with Osaic Wealth, Inc. and has been with the firm since January 2024. Previously, Richard was registered with Woodbury Financial Services, Inc. from August 2001 to January 2024. Richard has a broad range of experience and holds the Series 7, 24, 27, 62 and 99TO licenses. Richard specializes in providing financial advice and portfolio management to individuals, corporations, charitable organizations, and pension plans. Richard is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/19/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
08/21/2001 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NA
08/22/1986 - 11/12/1986
U.S. BROKERAGE SERVICES, INC.
NA
10/28/1980 - 07/27/1984
PAINEWEBBER INCORPORATED
BC
Issued 06/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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