Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Distefano is an investment advisor representative with LPL Financial LLC. Richard has been in the industry since August 1, 1986. Richard is registered with the state of Texas as an investment advisor representative. Richard has passed the Series 6, Series 7, Series 26, and SIE exams. Richard is also registered with the states of Alabama, Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Indiana, Kentucky, Mississippi, Missouri, Nebraska, Nevada, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington. Richard was previously employed by PFS INVESTMENTS INC. and FIRST AMERICAN NATIONAL SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/11/2018 - Present
LPL Financial LLC (MESA AZ)
AZ
09/03/1987 - 07/25/2006
PFS INVESTMENTS INC. (MESA AZ)
NA
12/19/1985 - 01/19/1987
FIRST AMERICAN NATIONAL SECURITIES, INC.
BC
Issued 10/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/1990
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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