Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Tannert is a financial advisor with Kingswood Capital Partners, LLC. Richard has been in the industry since 2023 and is registered in several states, including Colorado, Massachusetts, Ohio, Oregon, Pennsylvania, Texas, and Washington. Richard holds the Series 63, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/16/2023 - Present
Kingswood Capital Partners, LLC (SAN DIEGO CA)
BC
Issued 10/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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