Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Johnson has been in the financial industry since 2001. Richard is a registered representative and investment advisor. Richard works with a variety of clients, including individuals, businesses, and charitable organizations. Richard has a wide range of experience in the financial industry, including securities trading, investment research, and financial planning. Richard is committed to helping clients reach their financial goals. Richard is affiliated with Osaic Wealth, Inc., where Richard has been a member since 2023. Prior to that, Richard worked at SagePoint Financial, Inc., and SunAmerica Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
09/01/2023 - Present
Osaic Wealth, Inc. (HUNTERSVILLE NC)
NC
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (HUNTERSVILLE NC)
AZ
08/21/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MO
08/03/2001 - 08/08/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 07/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Johnson is the right advisor for you? Invested Better is here to help.
