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Richard Dante Siletti

Northwestern Mutual Investment Services, LLC

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About Richard Dante Siletti

Richard Dante Siletti is a financial professional with over 20 years of experience in the industry. Richard is currently registered with Northwestern Mutual Investment Services, LLC and is also registered as an Investment Advisor Representative in New Jersey. Richard has been registered in New York since 2011 and has also held previous registrations in other states. Richard has passed a variety of securities exams including the Series 66, Series 10, Series 9, SIE, and Series 7. Richard is dedicated to providing comprehensive financial advice to individuals, families, and businesses.

Firm Information

Richard Siletti is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Richard Siletti’s Registration & Firm History

NY

04/27/2011 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

NY

01/02/2002 - 08/31/2007

BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/26/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/06/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/16/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Dante Siletti.
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