Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Daniels is a financial advisor with LPL Financial LLC, a broker-dealer and investment advisor. Richard has been in the financial industry since 1983. Richard is registered with the Securities and Exchange Commission (SEC) and FINRA. Richard is a registered investment advisor in New York. Richard has been registered with the state of New York since 1990. Richard is also a registered investment advisor in a number of other states. Richard offers a wide range of financial services, including investment advice, financial planning, and retirement planning. Richard has been with LPL Financial LLC since 1990. Richard is a member of the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 24, and Series 63 license. Richard is a licensed insurance agent in New York. Richard offers a variety of financial services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (ALBANY NY)
NY
07/30/1988 - 10/15/1990
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
07/05/1988 - 03/30/1989
HOME LIFE INSURANCE COMPANY
NA
07/05/1988 - 03/30/1989
W. S. GRIFFITH & CO., INC.
NA
08/23/1983 - 07/15/1988
ISFA CORPORATION
BC
Issued 12/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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