linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Daniel Scarpitti

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Daniel Scarpitti

Richard Scarpitti is a financial advisor with Charles Schwab & Co., Inc. located in Pleasanton, CA. Richard has been in the financial services industry for over 17 years. Richard is registered with the state of California and holds Series 66, SIE and Series 7 licenses. In the past, Richard has worked with TD Ameritrade, Inc., ScotTrade, Inc., Commonwealth Financial Network, and LPL Financial LLC. Richard has been with Charles Schwab & Co., Inc. since January 2022.

Firm Information

Richard Scarpitti is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Scarpitti’s Registration & Firm History

CA

01/26/2022 - Present

Charles Schwab & CO., Inc. (Pleasanton CA)

CA

02/26/2018 - 07/29/2024

TD AMERITRADE, INC. (Pleasanton CA)

CA

02/01/2017 - 02/26/2018

SCOTTRADE, INC. (PLEASANTON CA)

CA

08/29/2014 - 02/02/2017

COMMONWEALTH FINANCIAL NETWORK (Walnut Creek CA)

CA

01/15/2008 - 09/24/2014

LPL FINANCIAL LLC (WALNUT CREEK CA)

CA

02/16/2007 - 01/15/2008

AIG FINANCIAL ADVISORS, INC. (WALNUT CREEK CA)

CA

09/06/2006 - 01/08/2007

CASEY SECURITIES, LLC (GREENBRAE CA)

Not sure if Richard Daniel Scarpitti is right for you?

Licenses & Designations

BOTH

Issued 11/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Daniel Scarpitti.
Not sure if Richard Daniel Scarpitti is right for you?