Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Quintana is a financial advisor who has been in the industry since 2009. Richard is currently registered with LPL Financial LLC, a broker-dealer and investment advisor. Richard holds Series 7, 24 and 63 securities licenses, and has experience working with individuals, businesses, pension and profit-sharing plans, and charitable organizations. Previous affiliations include D.A. Davidson & CO., Centaurus Financial, Inc., and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/03/2021 - Present
LPL Financial LLC (IRVINE CA)
CA
02/14/2019 - 09/24/2019
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
CA
07/16/2018 - 12/18/2018
D.A. DAVIDSON & CO. (NEWPORT BEACH CA)
CA
08/26/2009 - 01/02/2018
NATIONAL PLANNING CORPORATION (El Segundo CA)
BC
Issued 08/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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