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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gregory is an investment advisor representative with over 26 years of experience in the financial services industry. Richard Gregory currently works for Cambridge Investment Research Advisors, Inc.. Richard Gregory has been registered with the Securities and Exchange Commission since 11/21/1996.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
10/04/2023 - Present
Cambridge Investment Research Advisors, Inc. (Decatur AL)
AL
10/04/2012 - 10/04/2023
LPL FINANCIAL LLC (HUNSTVILLE AL)
AL
03/07/2008 - 09/17/2012
WELLS FARGO ADVISORS, LLC (HUNTSVILLE AL)
AL
11/21/1996 - 03/12/2008
MORGAN KEEGAN & COMPANY, INC. (DECATUR AL)
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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