Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Barrett is a financial advisor with over 50 years of experience in the financial industry. He currently works at Wells Fargo Advisors Financial Network, LLC. Richard is licensed in 28 states and has passed multiple industry exams, including the Series 7, 63, 65, and several Principal exams. Richard has a strong background in financial planning and portfolio management. He specializes in serving high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/01/2023 - Present
Wells Fargo Advisors Financial Network, LLC (HINSDALE IL)
IL
10/23/1991 - 12/01/2023
WELLS FARGO CLEARING SERVICES, LLC (HINSDALE IL)
MO
09/04/1990 - 10/11/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
04/04/1978 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
05/25/1973 - 04/04/1978
LOEWI & CO., INCORPORATED
NA
07/24/1970 - 07/05/1973
DUPONT GLORE FORGAN
IA
Issued 04/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/22/1980
Series 4 - Registered Options Principal Examination
BC
Issued 02/18/1977
Series 40 - Registered Principal Examination
BC
Issued 01/28/1977
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1977
PC - AMEX Put and Call Exam
BC
Issued 07/02/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Barrett is the right advisor for you? Invested Better is here to help.
