Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dalton is a financial professional with over 25 years of experience in the industry. Richard is currently registered with Allstate Financial Services, LLC and holds Series 1, 6, and 63 licenses. Richard is also licensed to sell securities in Arizona. Prior to joining Allstate Financial Services, LLC, Richard worked for firms such as John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and Glicoa Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
06/26/2008 - Present
Allstate Financial Services, LLC (Green Valley AZ)
NA
03/02/1992 - 03/09/1994
JOHN HANCOCK DISTRIBUTORS, INC.
NA
03/02/1992 - 03/09/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
12/17/1976 - 04/25/1978
GLICOA ASSOCIATES, INC.
BC
Issued 06/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/13/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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