Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pecson is a financial advisor with Commonwealth Financial Network. Richard has been in the financial services industry since 1989. Richard is registered with the state of Hawaii as an Investment Advisor Representative. Richard is also registered with FINRA as a Registered Representative. Richard has a Series 6, 7, 24, 26, 63 and 65 license. Richard has experience in providing financial planning, portfolio management, and educational seminars. Richard is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
02/15/2013 - Present
Commonwealth Financial Network (Honolulu HI)
HI
07/01/2002 - 02/27/2013
LPL FINANCIAL LLC (HONOLULU HI)
NY
01/18/1989 - 07/02/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/18/1989 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/08/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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