Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dale Smith is a financial advisor at Raymond James Financial Services Advisors, Inc. Richard is a CERTIFIED FINANCIAL PLANNER™ professional with over 15 years of experience in the financial services industry. Richard has been with Raymond James since 2011, previously working with Raymond James & Associates, Inc. Richard has registrations in Alabama, Florida, Kentucky, Tennessee, Texas, and Utah. Richard holds Series 66, Series 7, and SIE licenses and is a registered investment advisor. Richard works with clients in the areas of financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
01/24/2019 - Present
Raymond James Financial Services Advisors, Inc. (WINTER PARK FL)
FL
11/25/2008 - 12/12/2011
RAYMOND JAMES & ASSOCIATES, INC. (ORLANDO FL)
BOTH
Issued 12/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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