Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dale Patterson is a financial advisor with Certified Advisory Corp. based in Altamonte Springs, Florida. Richard has over 40 years of experience in the financial services industry. Richard holds a Series 63 license. He is a Registered Representative and Investment Advisor Representative. He is also a Chartered Financial Consultant. Richard has experience in various financial services areas including financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitation fees
1
2
FL
01/24/2007 - Present
Certified Advisory Corp. (ORLANDO FL)
FL
06/23/2006 - 07/13/2021
TRANSAM SECURITIES, INC. (Orlando FL)
FL
06/20/2013 - 12/31/2015
MAITLAND SECURITIES, INC. (Orlando FL)
FL
01/02/2004 - 06/05/2006
MUTUAL SERVICE CORPORATION (ORLANDO FL)
CA
11/18/1998 - 12/31/2003
TRANSAM SECURITIES, INC. (LOS ANGELES CA)
FL
05/22/1992 - 11/23/1998
CFG SECURITIES CORP. (LONGWOOD FL)
MA
03/31/1989 - 04/07/1992
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
04/07/1988 - 03/31/1989
LOWRY FINANCIAL SERVICES CORPORATION
NA
03/06/1975 - 04/09/1988
EQUITY SERVICES, INC.
BC
Issued 04/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Patterson is the right advisor for you? Invested Better is here to help.
