Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Higgs is an investment advisor representative with OFG Financial Services, Inc. He has been in the industry since February 4, 1986. Richard's office is located in Topeka, Kansas. He has been registered with the state of Kansas since July 15, 1993 and is also registered with the state of Missouri since February 18, 1998. Richard is a Series 6, Series 7, Series 63 and Series 65 licensed professional. He is a part of the OFG Financial Services, Inc. team, which provides financial planning, portfolio management for individuals and businesses, pension consulting and selection of other advisors. The firm is headquartered in Topeka, Kansas and has 33 investment advisor representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Timing services provided by others
1
2
KS
02/08/2010 - Present
OFG Financial Services, Inc. (TOPEKA KS)
MA
12/09/1992 - 04/18/2000
MANEQUITY, INC. (BOSTON MA)
WI
01/21/1986 - 11/23/1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 01/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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