Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dale Gant is a financial advisor with over 20 years of experience in the financial services industry. Richard currently works with LPL Financial LLC. Richard is registered with FINRA and has a Series 7, Series 10, Series 9, Series 24, Series 63, and Series 65 license. Richard specializes in providing financial advice and portfolio management for individuals, businesses, and charitable organizations. Prior to joining LPL Financial LLC, Richard worked with NBC Securities, INC., and INFINEX INVESTMENTS, INC.. Richard is committed to providing his clients with personalized financial advice that is tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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FL
09/17/2020 - Present
LPL Financial LLC (TAVARES FL)
FL
03/25/2011 - 09/30/2020
NBC SECURITIES, INC. (ZEPHYRHILLS FL)
FL
03/19/2008 - 03/25/2011
INFINEX INVESTMENTS, INC. (ZEPHYRHILLS FL)
FL
05/15/2007 - 03/07/2008
COLONIAL BROKERAGE, INC. (ORLANDO FL)
FL
02/09/2007 - 05/17/2007
GUNNALLEN FINANCIAL, INC (OCOEE FL)
FL
07/19/2000 - 12/04/2006
TD AMERITRADE, INC. (ORLANDO FL)
NY
06/21/2000 - 07/21/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
03/25/1998 - 06/28/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MN
01/01/1998 - 03/26/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/01/1998 - 03/26/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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