Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Almond is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with Osaic Wealth, Inc. and Osaic Advisory Services, LLC. Richard holds the Series 6, 7, 63, and 65 licenses and is a Certified Financial Planner. Richard is dedicated to helping individuals and families reach their financial goals. Richard has a strong understanding of the investment market and is committed to providing personalized financial advice to meet each client's unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ID
09/25/2024 - Present
Osaic Wealth, Inc. (POCATELLO ID)
ID
08/08/2022 - 06/14/2024
SECURITIES AMERICA, INC. (POCATELLO ID)
ID
12/06/2013 - 08/09/2022
CETERA ADVISORS LLC (POCATELLO ID)
ID
04/06/2010 - 12/09/2013
THE O.N. EQUITY SALES COMPANY (POCATELLO ID)
ID
12/01/2005 - 04/07/2010
SECURITIES AMERICA, INC. (POCATELLO ID)
IN
07/06/1994 - 12/02/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/06/1994 - 12/02/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
10/01/1992 - 07/06/1994
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
CA
07/14/1992 - 05/11/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
MA
05/24/1988 - 07/23/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
04/16/1987 - 03/24/1988
FPI SECURITIES, INC.
NA
10/03/1985 - 11/06/1986
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
06/29/1981 - 10/27/1983
MONY SECURITIES CORP.
NA
06/29/1981 - 10/27/1983
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
IA
Issued 04/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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