Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Webb is an investment advisor representative who has been in the industry since February 2011. Richard has a Series 7 and Series 66 license, and he works for Principal Asset Management. Previously Richard Webb worked at Princor Financial Services Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC ONE SECURITIES CORPORATION, American Express Financial Advisors Inc., and IDS Life Insurance Company. Richard Webb's current registrations are with Iowa, Richard Webb has worked for Principal Funds Distributor, Inc and Principal Asset Management. Richard Webb's areas of specialization include: Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, Financial Planning, Educational Seminars, and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
IA
02/17/2016 - Present
Principal Asset Management (Jefferson IA)
IA
09/30/2013 - 10/22/2014
PRINCOR FINANCIAL SERVICES CORPORATION (WEST DES MOINES IA)
IA
07/21/2011 - 09/13/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DES MOINES IA)
IL
12/14/2000 - 02/14/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
06/09/2000 - 09/12/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/09/2000 - 09/12/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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