Unclaimed
Richard Singer is a financial advisor at MML Investors Services, LLC in Stamford, Connecticut. Richard has over 17 years of experience in the financial services industry. Richard is registered with the state of Connecticut and New York. Richard is also a Registered Representative (RR) and Investment Advisor Representative (IAR). Richard has experience in providing investment advice to individuals and families, as well as businesses and organizations. Richard's experience includes providing investment advice to individuals and families, as well as businesses and organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
06/27/2024 - Present
MML Investors Services, LLC (STAMFORD CT)
NY
06/17/2010 - 02/03/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WHITE PLAINS NY)
NY
05/11/2006 - 12/20/2007
OPUS TRADING FUND LLC (JERICHO NY)
NY
04/11/2001 - 03/22/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
IA
Issued 10/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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