Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Martin has been working in the financial services industry since 1992. Richard is currently a registered representative with Cambridge Investment Research Advisors, Inc. Richard has held several previous positions with other financial firms, including Calton & Associates, Inc., Brokers International Financial Services, LLC., ING Financial Partners, Inc., and Mutual of Omaha Investor Services, Inc. Richard is registered with the states of Arkansas, Iowa, Minnesota, Nebraska, Texas, and Virginia. Richard is also a registered investment advisor in Nebraska and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NE
01/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (OMAHA NE)
NE
11/22/2006 - 11/18/2014
CALTON & ASSOCIATES, INC. (OMAHA NE)
NE
09/28/2006 - 12/06/2006
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (OMAHA NE)
NE
11/03/2004 - 09/13/2006
ING FINANCIAL PARTNERS, INC. (OMAHA NE)
NE
10/13/1992 - 11/02/2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 11/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2018
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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