Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lewis is a financial professional with over 4 years of experience in the financial services industry. Richard holds multiple securities licenses including Series 4, 7, 24, 57, and 63. Richard is registered with Velocity Clearing, LLC and Velocity Capital, LLC. Richard works with a variety of clients to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/06/2020 - Present
Velocity Clearing, LLC (Boca Raton FL)
BC
Issued 10/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2022
Series 4 - Registered Options Principal Examination
BC
Issued 04/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2019
Series 57TO - Securities Trader Exam
BC
Issued 08/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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