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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dunagan is a financial advisor with Ameriprise Financial Services, LLC. Richard has been in the financial industry since 1992. Richard is registered in 12 states, including Texas, California, and Florida. Richard holds the Series 7, Series 63, Series 65 and SIE licenses. Richard provides financial planning, asset allocation services, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and trusts. Richard is also a registered investment advisor. Richard is a licensed financial professional with over 30 years of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/15/2016 - Present
Ameriprise Financial Services, LLC (AUSTIN TX)
TX
07/01/2003 - 09/07/2016
WELLS FARGO ADVISORS, LLC (AUSTIN TX)
NY
03/30/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 04/10/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/20/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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