Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Albright has been in the financial services industry since 1987. Richard is currently registered with Empower Advisory Group, LLC in Tennessee. Previously, Richard was employed by Scottrade, Inc., Cetera Investment Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Securities Service Network, Inc., Equity Financial Corporation, Robert Thomas Securities, Inc, G. K. Scott & Co., Inc., Morgan Keegan & Company, Inc. and The Stuart-James Company, Inc. Richard specializes in working with high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/21/2018 - Present
Empower Advisory Group, LLC (GREENBACK TN)
TN
01/06/2017 - 03/09/2018
SCOTTRADE, INC. (KNOXVILLE TN)
TN
11/14/2013 - 01/03/2017
CETERA INVESTMENT SERVICES LLC (GREENBACK TN)
FL
08/09/2011 - 11/13/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
TN
03/21/2001 - 06/27/2011
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
TN
03/02/1995 - 03/16/2001
EQUITY FINANCIAL CORPORATION (KNOXVILLE TN)
FL
07/20/1990 - 02/24/1995
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
09/13/1988 - 06/20/1990
G. K. SCOTT & CO., INC. (PLAINVIEW NY)
TN
10/14/1987 - 09/26/1988
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
01/09/1987 - 09/23/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 03/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/13/1992
Series 24 - General Securities Principal Examination
BC
Issued 12/01/1989
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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