Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cutler Hamilton is a financial advisor with over 40 years of experience in the industry. Richard is currently registered with LPL Financial LLC and has been with the firm since September 2009. Prior to joining LPL Financial LLC, Richard worked with VALIC FINANCIAL ADVISORS, INC. In addition to his current registrations, Richard also holds Series 63, Series 24, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
09/17/2009 - Present
LPL Financial LLC (CLIFTON VA)
VA
02/09/2001 - 09/22/2009
VALIC FINANCIAL ADVISORS, INC. (HERNDON VA)
TX
02/09/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
SC
08/25/2000 - 02/09/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
TX
04/07/1999 - 08/07/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
07/12/1990 - 08/07/2000
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NY
04/11/1988 - 07/20/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
04/06/1982 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
04/13/1981 - 04/13/1982
WHEAT, FIRST SECURITIES, INC.
BC
Issued 04/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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