Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Curtis Nelson is a financial advisor with over 17 years of experience in the industry. Richard is currently registered with U.S. Bancorp Investments, Inc. and has been with the firm since 2016. Prior to that, Richard worked with several firms including American Enterprise Investment Services Inc., Riversource Distributors, Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Richard specializes in providing financial advice to individuals, corporations, and charitable organizations. Richard has the Series 7, Series 99 and the SIE licenses. Richard holds the Operations Professional Examination, General Securities Representative Examination, and Securities Industry Essentials Examination licenses. Richard is a licensed investment advisor representative. Richard can assist clients with financial planning, publication of periodicals, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
09/23/2016 - Present
U.s. Bancorp Investments, Inc. (Saint Paul MN)
MN
08/31/2009 - 09/20/2016
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
08/01/2008 - 08/31/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
08/09/2005 - 07/24/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/09/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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