Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Criddle is a financial professional registered with Fidelity Brokerage Services LLC, a FINRA-member firm. Richard has been working in the securities industry since July 2014 and is active in Utah. Richard has passed the Series 7, 9, 10, 63 and SIE exams. Richard was previously registered with National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
07/26/2014 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
09/24/2021 - 01/04/2023
NATIONAL FINANCIAL SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 08/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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