Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard C. Kasprak is an Investment Advisor Representative at Avantax Advisory Services and has been in the industry since 1977. Richard is registered with the state of South Carolina as an Investment Advisor Representative. Richard is a Chartered Financial Consultant and has passed the Series 4, 6, 7, 24, 63 and 65 exams. Richard is also registered with the state of South Carolina as an insurance agent for Avantax Insurance Agency and H.D. Vest Insurance Agency. Richard has experience with a number of firms including Marquette Financial Group, Inc., Edward D. Jones & Co., L.P., IDS Life Insurance Company, IDS Marketing Corporation, and Investors Diversified Services, Inc. Richard's current employment history includes working with Offerman & Company, Avantax Investment Services, Inc., Avantax Advisory Services, Avantax Insurance Agency, and Richard C. Kasprak.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
SC
03/09/2010 - Present
Avantax Advisory Services (MT. PLEASANT SC)
MN
07/20/1982 - 04/01/2002
MARQUETTE FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
NA
03/01/1982 - 06/08/1982
EDWARD D. JONES & CO., L.P.
NA
05/02/1977 - 10/30/1981
IDS LIFE INSURANCE COMPANY
NA
05/02/1977 - 10/30/1981
IDS MARKETING CORPORATION
NA
05/02/1977 - 10/30/1981
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 10/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/1991
Series 24 - General Securities Principal Examination
BC
Issued 03/18/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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