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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cooley Risley is a financial advisor registered with Cetera Investment Advisers LLC. Richard has been in the industry since July 2, 1978 and has registrations in Connecticut and Texas. Richard's current employer is Cetera Investment Advisers LLC. They have worked for Cetera Investment Advisers LLC since June 2019 and previously worked at Foresters Financial Services. Richard has passed the Series 63, Series 66, Series 1, Series 7, Series 24, Series 26 and Series 51 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/26/2022 - Present
Cetera Investment Advisers LLC (EAST HARTFORD CT)
CT
07/03/1978 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (E. HARTFORD CT)
BOTH
Issued 8/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/2/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 3/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/9/1981
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/8/1996
Series 7 - General Securities Representative Examination
BC
Issued 6/26/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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