Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Connell Ness is a financial advisor with Cetera Investment Advisers LLC in Duluth, GA. Richard has been in the industry since 1989. Richard holds a Series 6 and Series 63 license. Richard is also a registered representative with FINRA. Richard works with a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
03/22/2023 - Present
Cetera Investment Advisers LLC (DULUTH GA)
GA
09/01/2011 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (DULUTH GA)
GA
05/30/2008 - 09/08/2011
FIRST ALLIED SECURITIES, INC. (DULUTH GA)
GA
04/13/1989 - 05/30/2008
FFP SECURITIES, INC. (DULUTH GA)
IN
10/31/1988 - 01/25/1989
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
BC
Issued 09/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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