Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Collamer Close is a financial advisor registered with Canaccord Genuity LLC. Richard Close has been in the industry since June 17, 1999. Richard Close is registered in California, Massachusetts, New York and Tennessee. Richard Close holds Series 7, 86, 87 and SIE securities licenses. Richard Close was previously employed by Avondale Partners, LLC, Jefferies & Company, Inc. and SunTrust Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
05/27/2015 - Present
Canaccord Genuity LLC (Nashville TN)
TN
05/23/2011 - 05/26/2015
AVONDALE PARTNERS, LLC (NASHVILLE TN)
TN
10/12/2003 - 12/10/2010
JEFFERIES & COMPANY, INC. (NASHVILLE TN)
GA
01/05/1999 - 10/10/2003
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
BC
Issued 12/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/19/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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