Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Barrett is a financial advisor with Northwestern Mutual Investment Services, LLC. Richard has been in the financial industry since December 2020 and is registered with FINRA and 31 states. Richard holds Series 7, 63, and 6 and SIE licenses and specializes in helping clients with investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
12/09/2020 - Present
Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)
BC
Issued 12/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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